Private investor risks in the broker company financial risks system
The article specifically addresses the problem of risk management of the professional participants in the Russian stock market. A global economic crisis requires an effective system of private investors' involvement in the financial sector of the economy. This research offers classification of the types of investor; the analysis of legislative definition of the qualified and unqualified investors in Russia and abroad. It also estimates the statistical data that proves it necessary to pay special attention to the private investors' risks in order to attract them into the Russian stock market. Summing up the investors' risks, the article shows their interrelation with broker activity risks. The author comes to the conclusion that developing a technique for a partial acceptance of investors' risks by a broker presents the opportunity to increase the broker income and the trust level to financial institutions. The main concept of the technique is to provide the broker with the ability to spend additional resources for the investors' strategies analysis and recommendations on real time investing. This can help to cut the losses and increase the frequency of the clients' transactions. In addition, the author suggests two aspects for further research from this perspective.