- SGM: A Framework for Building Specification-Guided Moderation Filters Aligning large language models (LLMs) with deployment-specific requirements is critical but inherently imperfect. Despite extensive training, models remain susceptible to misalignment and adversarial inputs such as jailbreaks. Content moderation filters are commonly used as external safeguards, though they typically focus narrowly on safety. We introduce SGM (Specification-Guided Moderation), a flexible framework for training moderation filters grounded in user-defined specifications that go beyond standard safety concerns. SGM automates training data generation without relying on human-written examples, enabling scalable support for diverse, application-specific alignment goals. SGM-trained filters perform on par with state-of-the-art safety filters built on curated datasets, while supporting fine-grained and user-defined alignment control. 3 authors · May 26
- SGMem: Sentence Graph Memory for Long-Term Conversational Agents Long-term conversational agents require effective memory management to handle dialogue histories that exceed the context window of large language models (LLMs). Existing methods based on fact extraction or summarization reduce redundancy but struggle to organize and retrieve relevant information across different granularities of dialogue and generated memory. We introduce SGMem (Sentence Graph Memory), which represents dialogue as sentence-level graphs within chunked units, capturing associations across turn-, round-, and session-level contexts. By combining retrieved raw dialogue with generated memory such as summaries, facts and insights, SGMem supplies LLMs with coherent and relevant context for response generation. Experiments on LongMemEval and LoCoMo show that SGMem consistently improves accuracy and outperforms strong baselines in long-term conversational question answering. 4 authors · Sep 25
- SGMM: Stochastic Approximation to Generalized Method of Moments We introduce a new class of algorithms, Stochastic Generalized Method of Moments (SGMM), for estimation and inference on (overidentified) moment restriction models. Our SGMM is a novel stochastic approximation alternative to the popular Hansen (1982) (offline) GMM, and offers fast and scalable implementation with the ability to handle streaming datasets in real time. We establish the almost sure convergence, and the (functional) central limit theorem for the inefficient online 2SLS and the efficient SGMM. Moreover, we propose online versions of the Durbin-Wu-Hausman and Sargan-Hansen tests that can be seamlessly integrated within the SGMM framework. Extensive Monte Carlo simulations show that as the sample size increases, the SGMM matches the standard (offline) GMM in terms of estimation accuracy and gains over computational efficiency, indicating its practical value for both large-scale and online datasets. We demonstrate the efficacy of our approach by a proof of concept using two well known empirical examples with large sample sizes. 6 authors · Aug 24, 2023